Laboratory of Neuropsychopharmacology, Departments of Pharmacology
(E.J.K.L., R.H.R.) and
Psychiatry (B.A.M., J.R.T., J.D.E., H.E.N.,
R.H.R.), Yale University School of Medicine, New Haven, Connecticut
06520-8066
This report investigates the effect of the negative enantiomer of
1-hydroxy-3-aminopyrrolidone-2 (HA-966) on behavioral and biochemical
changes elicited by pharmacological or experimental paradigms which
activate mesocorticolimbic dopaminergic neurotransmission. Several
paradigms were used, including cocaine sensitization and two stressors:
restraint for 30 min and an aversive conditioning model.
(S)-(
)-HA-966 (3 and 5 mg/kg i.p.) prevented restraint stress-induced dopamine utilization in both the medial prefrontal cortex and nucleus accumbens, in contrast to the positive enantiomer. Conditioned fear increased dopamine metabolism in both the core and
shell subdivisions of the nucleus accumbens, an effect blocked by
(S)-(
)-HA-966. The conditioned stress-induced increase
in dopamine metabolism in the medial prefrontal cortex was also blocked by (S)-(
)-HA-966. In addition,
(S)-(
)-HA-966 suppressed fear-induced behaviors:
immobility and defecation. In other studies,
(S)-(
)-HA-966 (3 mg/kg i.p.) prevented locomotor
sensitization without altering the acute motoric response elicited by
cocaine. The highest dose of (S)-(
)-HA-966 (5 mg/kg
i.p.) blocked acute cocaine-induced locomotion but resulted in
sedation. In addition, the highest dose of
(S)-(
)-HA-966 tested suppressed weight gain in control rats, unlike its enantiomer, (R)-(+)-HA-966. Because
(S)-(
)-HA-966 has been proposed to act at the
-aminobutyric acid (GABA)B receptor, we examined the
ability of (S)-(
) and (R)-(+)-HA-966 to
displace [3H]-(
)-baclofen from cortical membranes to
assess GABAB receptor binding. Neither enantiomer
significantly altered [3H]-(
)-baclofen binding at
relevant concentrations, indicating the actions of
(S)-(
)-HA-966 reported here are the results of a
mechanism apparently independent of the baclofen binding site on the
GABAB receptor.
 |
Introduction |
The
pharmacological, physiological and behavioral properties of (±)-HA-966
have been widely documented in the past. As a heterocyclic imido
five-member ring, (±)-HA-966 appears to be structurally similar to a
cyclic form of GABA. Bonta et al. (1971)
observed that
racemic HA-966 had sedative qualities that mimicked the behavioral properties of
HB. Furthermore, it was found that after the
administration of (±)-HA-966, DA levels were increased in the striatum
of the rat brain (Bonta et al., 1971
) and the spontaneous
firing rate of substantia nigra dopaminergic neurons was reduced in a
dose-dependent fashion (Nowycky and Roth, 1977
; Shepard and Lehmann,
1992
), actions similar to those noted with
HB (Roth et
al., 1977
). In contrast to these findings, Davies and Watkins
(1972)
discovered that (±)-HA-966 was an excitatory amino acid
antagonist, later discovered to act through the glycine modulatory site
of the NMDA receptor (Foster and Kemp, 1989
).
Only after the enantiomers of (±)-HA-966 were resolved, however, was
it possible to attribute the unique characteristics of the racemic
compound to its components. Radioligand binding and electrophysiological studies demonstrated that the antagonistic effects
of (±)-HA-966 on the glycine/NMDA receptor mainly resided in the
(R)-(+) enantiomer, whereas behavioral studies indicated that the sedative/ataxic properties of (±)-HA-966 were primarily due
to the (S)-(
) enantiomer. The effects of the racemic
compound on nigrostriatal DA neurons seem to reside with the
(S)-(
) enantiomer, including increased striatal DA levels
(Singh et al., 1990
) and inhibition of nigrostriatal DA
neuron firing (Shepard and Lehmann, 1992
). The simultaneous blockade in
spontaneous firing with diminished release and continued synthesis of
DA in striatal dopaminergic neurons has been used to explain the
increases in striatal DA levels attributed to (
)-HA-966 (Singh
et al., 1990
).
Increased striatal DA levels, as well as the sedative behavioral
properties, were noted to mirror those seen with
HB and
-butyrolactone (Roth et al., 1977
), both of which are
structurally similar to (±)-HA-966 (Bonta et al., 1971
;
Singh et al., 1990
). It was postulated that (
)-HA-966
exerted its effects through the GABAB receptor
based on the resemblance of HA-966 to the cyclic form of GABA and
because
HB has been proposed to elicit its actions through the
GABAB receptor (Engberg and Nissbrandt, 1993
). In support of this, the GABAB antagonist CGP 35348 was found to attenuate the increase in DA synthesis by
-butyrolactone, HA-966 and the GABAB agonist
(
)-baclofen (Waldmeier, 1991
). The binding site by which
HB
affects GABAB receptors is not clear, although a highly specific membrane
HB binding site, without affinity for GABA
or GABAergic agonists, has been identified (Benavisea et al., 1982
; Maitre et al., 1983
). These data suggest
that (S)-(
)-HA-966 may act by affecting
GABAB-ergic neurotransmission.
Shepard et al. (1995)
proposed that both enantiomers of
HA-966 may normalize DA firing pattern through a common mechanism related to GABAB. Both enantiomers are able to
dose-dependently inhibit nigral DA neuronal firing, and in each case,
this inhibition can be reversed by a GABAB
antagonist, CGP-35348. However, (R)-(+)-HA-966 was found to
be ~10-fold less potent than the negative enantiomer. In addition,
both enantiomers, at different doses, display a normalization of firing
pattern of midbrain DA neurons, resulting in an increase in the
regularity of cell firing without changing the overall firing rate in
chloral hydrate anesthetized rats (Shepard et al., 1995
).
Again, a 10-fold difference in potency was noted between the
enantiomers. The normalization of firing pattern was not mimicked by
the administration of a competitive NMDA receptor antagonist, NPC-12626, indicating that this effect is probably not due to blockade
of the NMDA receptor complex (McMillen et al., 1992
). Previously, we proposed that the normalization in firing pattern seen
by Shepard et al. may be the mechanism by which
(R)-(+)-HA-966 prevents stress-induced changes in DA
metabolism without disrupting basal DA turnover (Morrow et
al., 1993
). In addition, it seemed feasible that this hypothesis
could be extended to explain the ability of (R)-(+)-HA-966
to prevent cocaine-induced locomotor sensitization (Morrow et
al., 1995a
, 1995b
). If the normalization of DA neuron firing is
necessary for these actions, the negative enantiomer of HA may provide
efficacy in these models but at lower doses.
 |
Methods |
Restraint stress protocol.
Male Sprague-Dawley rats
initially weighing ~250 g were used in these experiments. For
restraint stress experiments, rats were injected with saline or
(S)-(
)-HA-966 (1, 3 or 5 mg/kg i.p.; Research
Biochemicals, Natick, MA), returned to the home cage for 20 min, moved
to a separate room and placed into a wire restraint apparatus for 30 min. The apparatus restrained without immobilizing the rat. In
addition, special care was taken to avoid pinching or crushing the
animal during the restraint period. Control rats remained in the home
cages in a separate room. At the end of the experiment, rats were
rapidly decapitated, the brains were removed and the following regions
dissected as previously described: mPFC, NAS and striatum (Horger
et al., 1995
).
Fear conditioning.
Aversive conditioning was performed in
test cages as previously described (Morrow et al., 1995b
).
The test cages were Plexiglas and stainless steel (24 × 30 × 27 cm) with a grid floor wired for footshock. To minimize external
interference, the test cages were located within a sound-attenuated
chamber illuminated by a red light. A white noise generator provided a
constant background noise, and the cages were cleaned and dried before
each session with 70% ethanol to minimize olfactory cues. A PC
controlled the 2.8-kHz tone along with triggering the shock generators
(BRS/LVE) that delivered the foot shock. This tone did not startle
naive rats.2 The intensity of
the foot shock was calibrated to 0.4 mA (Morrow et al.,
1995b
).
Habituation, aversive conditioning and test sessions were given on 3 consecutive days. On day 1, the habituation day, rats were placed into
the test cages and left for 30 min. No tones or foot shocks were given
on day 1. On day 2, the aversive conditioning day, rats were treated
with (S)-(
)-HA-966, 5 mg/kg or saline; returned to the
home cage for 20 min and then placed into the test cages and given 10 tones with or without a paired footshock over 30 min. The intervals
between tones were randomly selected by the computer to be between 1 and 4 min. The tones were 5 sec long and paired with the 0.5-sec-long
foot shocks so that the tone and foot shock terminated together. Thus,
conditioned rats received a total of 10 × 0.5 sec of mild foot
shock. The response of the rats to the foot shock itself was typical of
that to mild foot shock: initial startle and eventual immobility. No
rat attempted escape during the administration of foot shock, and no
vocalization was noted. On day 3, the test day, rats were returned to
the test cages and given 10 computer-controlled, random tones without
foot shock over 30 min. Immediately after the completion of the test session, rats were killed by decapitation, and the following brain regions were rapidly dissected on a 1°C stage: mPFC, NAS core, NAS
shell, striatum and VTA (Horger et al., 1995
). Care was
taken to avoid the anterior portion of the NAS, which is predominately the shell subdivision. The tissue was stored at
70°C until assayed for monoamines. Rats were in one of four groups: saline/nonstress, (S)-(
)-HA-966/nonstressed, saline/conditioned and
(S)-(
)-HA-966/conditioned groups.
The videotape of the rat's behavior on the test day was evaluated for
the duration of immobility associated with the presentation of the
tone. A 1-min interval that included the 5-sec tone and 55 sec after
the tone was selected for analysis and scored by an experimenter
blinded to each subject's treatment. Immobility was defined as no
visible movement except those necessary for respiration. Occasionally,
nonstressed, control rats would fall asleep during the last three
tones; those data were excluded from analysis. Sleeping was noted only
in nonstressed rats and was not associated with the tone but was
usually preceded by grooming and other preparatory behaviors. The
number of fecal boli left after each session was also counted.
Behavioral sensitization to cocaine.
Thirty-two naive, male
Sprague-Dawley rats (~250 g) were tested for locomotor sensitization
to repeated cocaine administration, as previously described (Morrow
et al., 1995a
). Locomotor testing was performed in cages
identical to the housing cages that were contained within a
sound-attenuated chamber illuminated by a red light and equipped with a
white noise generator. Locomotor activity was monitored by an automated
16-photocell array (Omnitech Digiscan Micro-monitor, Columbus, OH) set
to count photocell beam interruptions per 10-min interval. The cages
were cleaned with 70% ethanol before each testing session, and fresh
bedding was used for each rat. On the first day of the experiment, rats
were injected with (S)-(
)-HA-966 (3 or 5 mg/kg i.p.;
Research Biochemicals) or saline and placed into the test cages. After
30 min of monitoring locomotion, the rats were injected with cocaine
HCl (15 mg/kg i.p.; Sigma Chemical, St. Louis, MO) or saline,
immediately returned to the test cage and monitored for an additional
60 min. Locomotion during this 60-min period after the administration
of cocaine was used for analysis. This procedure was repeated for 5 consecutive days, with the sole exception that on the second and fourth
days, the rats were treated in the home cage. Seven days after the end
of the chronic treatment, rats were placed into the test cages; after 30 min, all rats were injected with cocaine (15 mg/kg i.p.), and locomotor activity was monitored for 60 min.
GABAB binding assay.
The ability of
either (S)-(
) or (R)-(+)-HA-966 to displace
[3H]-(
)-baclofen from a rat tissue
preparation was tested in a protocol based on Hill and Bowery (1981)
and Motohashi et al. (1989)
with minor modifications. The cerebral
cortex from normal rats was dissected, weighed and stored at
70°C.
These frozen tissue samples were homogenized in 10 volumes of 0.32 M
ice-cold sucrose using a glass homogenizer and Teflon pestle. The
preparation was separated by centrifugation at 1000 × g for 10 min at 4°C, and the resulting supernatant was
centrifuged at 35,000 × g for 20 min at 4°C. The P2
pellet was resuspended in 10 volumes of water at 4°C and centrifuged
at 8000 × g for 20 min at 4°C. Finally, the
supernatant and buffy layer on the pellet were removed and centrifuged
at 35,000 × g for 20 min at 4°C. The final pellet was collected and frozen at
70°C as the crude mitochondrial
fraction enriched in synaptic membranes. For the binding assay, the
tissue fraction was thawed on ice and suspended in 10 volumes of 50 mM Tris·HCl/2.5 mM CaCl2 buffer, pH 7.4, and
centrifuged at 35,00 × g for 10 min at 4°C. This
wash was repeated two further times. After the final wash, the pellet
was resuspended in the Tris·HCl/CaCl2 buffer
and 250 µl, 0.4 mg of protein, was removed for the assay. [butyl-4-3H]-(
)-Baclofen (New
England Nuclear Research Products, Boston, MA; 32 Ci/mmol), 20 nM/250
µl, and various concentrations of racemic baclofen, GABA and
(S)-(
) or (R)-(+)-HA-966 were added in a
100-µl volume and allowed to incubate for 20 min at room temperature. Nonspecific binding was determined by the addition of GABA, 100 µM/µl, instead of test compounds. The bound and free
[3H]-(
)-baclofen was separated by filtration
through Whatman GF/B paper, presoaked in 0.1% bovine serum albumin,
using a Brandel Cell Harvester. Filters were washed three times with
ice-cold buffer, air dried and counted after adding scintillation
fluid. Total counts were corrected for nonspecific binding, and
IC50 values were calculated from triplicate
determination in two separate experiments for each ligand tested,
except (R)-(+)-HA-966, for which only one experiment was
performed.
Biochemical and statistical analyses.
DA and DOPAC values
were determined from the tissue samples using HPLC-EC, as described by
Elsworth et al. (1989)
and Morrow et al. (1995b)
.
Briefly, frozen brain regions were sonicated in ice-cold 0.1 N
perchloric acid, and the precipitated protein was removed by
centrifugation at 4°C. The supernate was assayed for dihydroxybenzylamine (an internal standard for catecholamines), DOPAC,
DA, 5-HIAA and 5-HT by HPLC-EC. Because of the low levels of DOPAC and
DA in the cortex, the mPFC samples were prepared as described above,
and an aliquot was removed to determine the levels of DOPAC and DA. The
aliquot was brought to ~pH 8.4 with 3 M Tris buffer and extracted
onto acid-prepared alumina (Sigma Chemical), and the catechols were
eluted from the alumina with 0.1 M oxalic acid. The concentrated sample
containing the internal standard, DOPAC and DA was quantified using the
HPLC setup specified above. Protein content of the sample was estimated
from pellet using the folin-phenol method. DOPAC and DA were quantified
against external standards after correcting for any loss using the
internal standard dihydroxybenzylamine. The concentration of the
transmitter or metabolite was divided by the amount of protein in the
sample and metabolic activity, or utilization, was calculated by
dividing the metabolite value by the parent value (DOPAC/DA).
ANOVA with Duncan's range test or Student's t test were
used for analysis of single timepoint data. In all cases, a value of
P < .05 was considered significant. Multiple timepoint data from
the behavioral sensitization to cocaine and conditioned fear experiments were analyzed by repeated measures ANOVA using Duncan's range test to determine group differences. Where significant effects were observed, the individual timepoints of repeated measures data were
examined using one-way ANOVA with Duncan's range test to determine
specific differences.
 |
Results |
(S)-(
)-HA-966 and restraint stress.
The
administration of (S)-(
)-HA-966 (1, 3 or 5 mg/kg i.p.), 50 min before killing, did not alter basal DA utilization (DOPAC/DA) in
the mPFC (fig. 1, top) or striatum (data
not shown) of nonstressed animals. In addition, treatment with
(S)-(
)-HA-966 (1, 3 or 5 mg/kg i.p.) did not alter the
level of DA, itself, in the mPFC, NAS or striatum (data not shown). The
levels of DOPAC and DA, respectively, in the saline control rats were
as follows: mPFC, 0.129 ± 0.029 and 0.673 ± 0.142, and NAS,
13.39 ± 2.25 and 92.54 ± 10.91 ng/mg protein. Basal DA
metabolism in the NAS in nonstressed rats was increased by the highest
dose of (S)-(
)-HA-966 tested, 5 mg/kg, but not by lower
doses. After 30 min of restraint, DA metabolism was elevated in both
the mPFC and NAS of saline-treated rats [fig. 1, PFC:
F(7,50) = 4.83, P < .001; NAS:
F(7,50) = 2.69, P < .05]. No change
in the DOPAC/DA ratio was observed in the striatum (data not shown).
However, (S)-(
)-HA-966 blocked the stress-induced increase
in DA metabolism in the mPFC in a dose-dependent manner. The highest
dose tested completely blocked the stress-induced DA metabolism in the
mPFC, whereas (S)-(
)-HA-966 at 3 mg/kg only blunted this
stress response; the stress-induced increase in rats treated with 3 mg/kg (S)-(
)-HA-966 was significantly different from the
saline/stress group (P < .05) as well as the
(S)-(
)-HA-966, 3 mg/kg nonstressed control (P < .05). At 1 mg/kg, (S)-(
)-HA-966 failed to alter the
stress-induced DA metabolism in the mPFC. This relationship between the
dose of (S)-(
)-HA-966 and the stress-induced response in
DA metabolism was not observed in the NAS. The highest dose of
(S)-(
)-HA-966 tested blocked the stress-related increase in DA utilization in the NAS and shifted the base-line DA metabolism in
the nonstressed controls. Lower doses of (S)-(
)-HA-966
were without effect on the stress-activated DA metabolism in the NAS.

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Fig. 1.
The effect of (S)-( )-HA-966 on
basal and restraint stress-induced DA metabolism (DOPAC/DA). Rats were
treated with (S)-( )-HA-966, 1, 3 or 5 mg/kg i.p., or
saline and, after 20 min, placed into a wire restraint apparatus or
left in the home cage for 30 min (hatched and open bars, respectively).
Top, in the mPFC, (S)-( )-HA-966 dose-dependently
blocked the stress-induced increase in DA metabolism (n = 5-11 for each group). Bottom, in the NAS,
restraint stress increased DA metabolism in the NAS of rats treated
with saline and (S)-( )-HA-966, 1 and 3 mg/kg. The
highest dose of (S)-( )-HA-966 tested, 5 mg/kg,
increased DA metabolism in the nonstressed control group (P < .05). Stress failed to increase DA turnover further in rats treated
with 5 mg/kg (S)-( )-HA-966 (n = 6-14 for each group). *, P < .05 vs. the appropriate
nonstressed control. +, P < .05 vs. the
saline/stress group.
|
|
Effect of (S)-(
)-HA-966 on aversive
conditioning.
Several significant effects were noted during the
extinction period in previously conditioned rats treated with
(S)-(
)-HA-966 with regard to treatment [treatment:
F(3,20) = 10.75, P < .0005] and the
interaction of treatment and time
[F(27,234) = 2.01, P > .05) but not
with time [F(9,234) = .60, P > .05]. As expected, prior conditioning, tone plus foot shock, resulted
in evidence of fear responses in rats during the extinction phase, when
the subjects were presented with the tone by itself. This was indicated by an increase in immobility during the 1-min period after the tones
for the 30-min test period (fig. 2, top,
P < .05). On the test day, the saline and
(S)-(
)-HA-966 control rats remained mobile during and
after exposure to the tone (fig. 2, top).
(S)-(
)-HA-966/conditioned rats were significantly less
immobile than the saline/conditioned rats at several time points,
indicating a less fearful reaction to the conditioned tone (fig. 2,
top, P < .05). In addition, fear-induced immobility in the
(S)-(
)-HA-966/conditioned rats was not different from the
nonconditioned, saline control rats at several time points (fig. 2,
top, P > .05). Based on these results, we conclude that the
(S)-(
)-HA-96 blunted, but did not block, fear-induced
immobility. Furthermore, fear conditioning increased defecation [fig.
2, bottom, F(3,26) = 4.56, P < .05].
Prior administration of (S)-(
)-HA-966 did not alter
defecation in nonshocked control rats and blocked fear-induced
defecation in conditioned rats (fig. 2, bottom, P > .05).

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Fig. 2.
The effect of treatment with
(S)-( )-HA-966 fear conditioning. Rats were treated
with (S)-( )-HA-966 [(S)-( )-HA] or
saline, placed into the test chamber and given 10 tones plus foot shock (Conditioned) or 10 tones alone (Control). The next day, rats were
returned to the chamber and exposed to 10 tones alone. Top, fear-induced immobility in control and conditioned rats treated with
saline or (S)-( )-HA-966. During this extinction test,
no foot shocks were delivered. Treatment with
(S)-( )-HA-966 on the conditioning day significantly
reduced fear-induced immobility (n = 8 for each
group). Bottom, effect of (S)-( )-HA-966 on
fear-induced defecation. The number of fecal boli remaining in the cage
after the test session was significantly increased in saline-treated, conditioned rats. (S)-( )-HA-966 treatment reduced the
effect of fear conditioning, so defecation did not differ between the conditioned and control groups treated with
(S)-( )-HA-966 (n = 8 for each
group). * and +, P < .05 vs. the saline control
and saline conditioned groups, respectively.
|
|
As expected, treatment with (S)-(
)-HA-966 (5 mg/kg i.p.)
did not alter the level of DA, itself, in the mPFC, NAS core or shell
or the striatum (data not shown). The levels of DOPAC and DA,
respectively, in the saline control rats were as follows: mPFC,
0.111 ± 0.005 and 0.664 ± 0.042; NAS core, 26.09 ± 1.41 and 149.8 ± 9.6; and NAS shell, 19.43 ± 1.45 and
139.0 ± 8.1 ng/mg protein. Fear conditioning increased DA
metabolism (DOPAC/DA) in the mPFC and the NAS shell, as expected
[figs. 3, top, and 4, top; mPFC:
F(3,28) = 6.42, P < .005, NAS shell:
F(3,28) = 3.11, P < .05]. In
contrast to published studies on other stressors, 30 min of a
conditioned stress increased DA turnover in the NAS core
[F(3,28) = 3.13, P < .05], in
addition to the NAS shell. Treatment with (S)-(
)-HA-966 (5 mg/kg i.p.) on the conditioning day prevented the stress-induced
increase on the extinction day in DA utilization in all regions
activated by stress: mPFC, NAS shell and NAS core.
(S)-(
)-HA-966 did not significantly alter DA metabolism in
any region tested of the nonstress control rats. Nevertheless, a
tendency for an increase in DA metabolism was noted in both the NAS
core and shell, which failed to reach significance (fig. 4). Neither
conditioning nor (S)-(
)-HA-966 had any effect on DA
metabolism in the striatum (data not shown). Elevated 5-HT metabolism
was noted only in the mPFC in response to this aversive conditioning
paradigm [fig. 3, bottom: F(3,26) = 4.72, P < .01]. Prior treatment with (S)-(
)-HA-966 did
not significantly alter basal or fear-induced activation of 5-HT
metabolism. These data indicate that (S)-(
)-HA-966 given
during the conditioning was able to prevent fear-induced increase in
DA, but not 5-HT, metabolism in each of the regions activated.

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Fig. 3.
The effect of prior treatment with
(S)-( )-HA-966 on conditioned fear-induced increases in
DA and 5-HT metabolism in the mPFC. Rats were conditioned as described
for figure 2. Rats were killed immediately after the test session, and
the mPFC was dissected and analyzed for monoamine content by HPLC-EC.
DA and 5-HT metabolism was increased in conditioned rats. Treatment
with (S)-( )-HA-966 on the conditioning day prevented
the increase in DA, but not 5-HT, utilization. *, P < .05 vs. the same treatment, nonstress control
(n = 7 or 8 for each group).
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Fig. 4.
The effect of treatment with
(S)-( )-HA-966 on conditioned fear-induced increases in
DA and 5-HT metabolism in the core and shell subdivisions of the NAS.
Rats were conditioned as described for figure 2 and killed immediately
after the test session, and the NAS core and shell were dissected and
analyzed for monoamine content by HPLC-EC. Conditioned rats displayed
an increase in DA metabolism in both the core and shell subdivisions of
the NAS. Prior treatment with (S)-( )-HA-966 prevented
the fear-induced increase in DA turnover in both regions. *, P < .05 vs. the same treatment, nonstress control
(n = 7 or 8 for each group).
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|
Effect of (S)-(
)-HA-966 on base-line and
cocaine-induced locomotion.
Several significant differences were
noted between (S)-(
)-HA-966- and saline-treated rats
during the acquisition of cocaine sensitization [treatment:
F(5,28) = 18.77, P < .0001, time:
F(2,56) = 5.20, P < .01, and
interaction: F(10,56) = 3.49, P < .01]. In saline controls, the highest dose of
(S)-(
)-HA-966 tested, 5 mg/kg, significantly diminished
locomotion compared with the saline/saline controls (fig.
5, P < .05). A closer examination
of the individual days indicated that (S)-(
)-HA-966, 5 mg/kg, significantly reduced novelty-induced locomotion in saline
controls on the first day only (fig. 5, day 1, P < .05) but not
on the subsequent days, (day 3, P > .05 and day 5, P > .05), indicating that some adaptation to the motoric effects of
(S)-(
)-HA-966 had occurred. The lower dose of
(S)-(
)-HA-966, 3 mg/kg did not affect base-line locomotion in saline controls on any day monitored: days 1, 3 and 5 (fig. 5,
P > .05).

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Fig. 5.
The effect of chronic exposure to
(S)-( )-HA-966 on base-line and cocaine-induced
locomotion in rats. Rats were given (S)-( )-HA-966, 3 or 5 mg/kg i.p., or saline, placed into a locomotor testing apparatus
for 30 min, given saline or cocaine, 15 mg/kg i.p., and immediately
returned to the chamber for 60 min. Total locomotor activity, as
measured by a photocell system, in this 60-min period was used for
analysis. This protocol was repeated for a total of 5 consecutive days
with the exception that on days 2 and 4, rats were left in the home
cage and not monitored for locomotor activity. The highest dose of
(S)-( )-HA-966 tested significantly lowered locomotor
activity on day 1 compared with saline and
(S)-( )-HA-966 3 mg/kg in rats not receiving cocaine.
As expected, cocaine administration significantly increased locomotion
in control rats. (S)-( )-HA-966, 5 mg/kg, prevented the
cocaine-induced increase in locomotion on all 3 days tested. The lower
dose of (S)-( )-HA-966, 3 mg/kg, prevented
cocaine-induced locomotion on day 5 only. * and +, P < .05 vs. the saline control and the same treatment,
noncocaine control, respectively (n = 5-7 for each
group).
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|
The repeated administration of cocaine resulted in an increasing
locomotor response (fig. 5, P < .05). An examination of each day
separately indicated that cocaine significantly increased locomotion in
saline-treated rats every day tested [day 1:
F(5,28) = 4.39, P < .005; day 3:
F(5,28) = 7.52, P < .0005; day 5:
F(5,28) = 18.60, P < .0001].
Cocaine-induced locomotion only significantly increased on days 1 and 3 for rats treated with (S)-(
)-HA-966, 3 mg/kg. Cocaine
administration failed to significantly increase locomotor behavior in
rats treated with (S)-(
)-HA-966, 5 mg/kg on any day tested
(P > .05). After 7 days, during which no cocaine or
(S)-(
)-HA-966 was administered, rats were administered an acute cocaine challenge, and several differences were noted [fig. 6, treatment:
F(5,28) = 2.93, P < .05, time:
F(5,25) = 52.12, P < .0001 and
interaction: F(25,140) = 3.86, P < .0001]. Rats preexposed to cocaine had an augmented locomotor response
to the challenge dose of cocaine compared with the saline preexposed controls (fig. 6, P < .05). Coadministration of
(S)-(
)-HA-966, at 3 or 5 mg/kg, with the chronic cocaine
exposure prevented the behavioral locomotor sensitization to a
subsequent challenge dose of cocaine on the test day (fig. 6, P < .05). This indicates that concurrent exposure of
(S)-(
)-HA-966 during chronic cocaine administration can
prevent the development of behavioral sensitization to cocaine.

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Fig. 6.
The effect of a cocaine challenge on rats
previously exposed to cocaine and (S)-( )-HA-966. Rats
were treated for 5 consecutive days with (S)-( )-HA-966
and cocaine as described for figure 5. After 7 drug-free days, rats
were returned to the test chamber for 30 min; cocaine, 15 mg/kg, was
administered at time 0; and locomotor activity was monitored for an
additional 60 min. Enhanced cocaine-induced motoric activity, or
locomotor sensitization, was observed in rats previously exposed to
cocaine (sal/coc) compared with the saline controls (sal/sal). Prior
administration of (S)-( )-HA-966, 5 or 3 mg/kg, with
cocaine [( )HA-5/coc and ( )HA-3/coc, respectively] prevented
locomotor sensitization to cocaine. *, P < .05 vs. the same treatment control (n = 5-7 for each group).
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As expected, rats exposed to cocaine failed to gain weight as rapidly
as the saline controls during the chronic phase of this experiment
(data not shown). Interestingly, rats given repeated doses of
(S)-(
)-HA-966, 5 mg/kg without cocaine, also failed to
gain weight as rapidly as the saline controls over the 5-day period
[table 1, days 1-5,
F(3,22) = 5.51, P < .01]. This
effect was primarily due to the suppression of weight gain during the initial period, days 1 to 3 [F(3,22) = 5.24, P < .01], but not during the later period, days 3 to 5 [F(3,22) = .64, P > .05]. The lower
dose of (S)-(
)-HA-966, 3 mg/kg, as well as the positive enantiomer, (R)-(+)-HA-966, 15 mg/kg, did not alter weight
gain during repeated exposure (P > .05). The suppression of
weight gain did not continue after the drugs were discontinued (data not shown). The effect of weight gain does not appear to be related to
short-acting locomotor effects of (S)-(
)-HA-966. The
administration of (S)-(
)-HA-966 occurred 7 to 10 hr before
the beginning of the dark cycle, when the rats would do most of their
feeding.
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TABLE 1
Weight gain during repeated HA-966 treatment
Rats were treated for 5 continuous days with saline,
(R)-(+)-HA-966 or (S)-( )-HA-966. Rats were
weighed immediately before administration of drug, and the weight gain
over the select period was obtained by simple subtraction. No cocaine
was administered to any of the animals during the chronic treatment
period indicated above. Rats treated with the highest dose of
(S)-( )-HA-966 gained weight slower during the 5-day period
compared with the saline controls and those treated with the lower dose
of (S)-( )-HA-966 and (R)-(+)-HA-966
[F(3,22) = 5.51, P < .05]. This
effect was due to the initial effect of the (S)-( )-HA-966,
(5 mg/kg/day) on weight gain between days 1 and 3 [F(3,22) = 5.24, P < .05]. No
difference in weight gain between the groups was noted between days 3 and 5 [F(3,22) = .64, P > .05].
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Effect of the enantiomers of HA-966 on
GABAB binding.
Neither (S)-(
)
nor (R)-(+)-HA-966 displaced
[3H]-(
)-baclofen from the cortical tissue
preparations at relevant concentrations (table
2). Racemic baclofen and GABA displaced
[3H]-(
)-baclofen at approximately the
expected concentrations. The results of this study indicate that it is
unlikely that the actions of (S)-(
)-HA-966 are mediated
directly through the baclofen binding site of the
GABAB receptor.
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TABLE 2
IC50 values for (R)-(+)- and
(S)-( )-HA-966 displacement of
[3H]( )-baclofen
A crude mitochondrial fraction enriched in synaptic membranes was
prepared from rat cerebral cortex tissue. The values shown are the
averages of duplicate experiments, except (R)-(+)-HA-966, which was assayed only once.
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Discussion |
(±)-HA-966 has been available for >35 years and has been
clinically tested for the treatment of extrapyramidal motor disorders. Now that the distinct enantiomers have been resolved, the means by
which (±)-HA-966 achieves its range of actions can be clarified. This
report demonstrates that (S)-(
)-HA-966 can block
stress-induced activation of behavior, stress-induced increases in
dopaminergic systems and locomotor sensitization to cocaine. However,
the site of action of (S)-(
)-HA-966 remains uncertain, as
it does not appear, as suggested, to be the baclofen binding site of
the GABAB receptor. The actions of the positive
enantiomer, although similar, which are generally attributed to the
NMDA/glycine receptor complex, show several differences compared with
(S)-(
)-HA-966 (Morrow et al., 1993
). These data
do not support the hypothesis that normalizing DA cell firing rates in
anesthetized rats is a likely means by which both enantiomers produce
behavioral effects in conscious rats.
Comparison with the effects of (R)-(+)-HA-966.
One
goal of these studies was to contrast the effects of
(S)-(
)-HA-966 with its enantiomer,
(R)-(+)-HA-966. The results of this current study and work
by others are summarized in table 3.
Shepard et al. (1995)
proposed that the two enantiomers
share a common mechanism of action, possibly through
GABAB receptors. Based on this finding and
current investigation in this laboratory, we proposed that
(R)-(+)-HA-966 could block stress-induced changes in DA
neurotransmission by normalizing mesocortical DA neuronal firing rates
(Morrow et al., 1993
). As the (S)-(
) enantiomer was shown to be more potent at this effect than the
(R)-(+)-HA-966 (Shepard et al., 1995
), we tested
(S)-(
)-HA-966 in several paradigms in which the efficacy
of the (R)-(+) enantiomer was established. Several
similarities between the two enantiomers were that (1) both were noted
to have anxiolytic-like actions, (2) both were able to prevent
locomotor sensitization to cocaine and (3) both were able to block
stress-induced mesocortical DA utilization. Nevertheless, several
differences were noted between these two compounds. First, unlike
(S)-(
), (R)-(+)-HA-966 selectively prevented stress-induced activation of the mPFC but not the NAS (Morrow et
al., 1993
; Goldstein et al., 1994
). This selectivity of
(R)-(+)-HA-966 is likely due to actions on the glycine/NMDA
receptor at the level of the DA cell bodies in the VTA (Morrow et
al., 1993
). The selective blockade of stress-induced DA metabolism
in the mPFC and not the NAS was also noted with a low dose of the
noncompetitive NMDA antagonist MK-801 (Morrow, et al.,
1993
), supporting the NMDA receptor complex as the sight of action of
(R)-(+)-HA-966. Second, a suppression of weight gain was
noted with (S)-(
), but not (R)-(+), HA-966
during chronic administration. This effect was not observed after
cessation of (S)-(
)-HA-966 and does not appear to be
related to the sedation observed with (S)-(
)-HA-966
because no food was available during the experiment. In addition, the
dose of (S)-(
)-HA-966 was given 7 to 10 hr before
nighttime, the active cycle of the rat, when most of the feeding is
done. Finally, with regard to sedation, a clear difference was
observed: in the (S)-(
) enantiomer, unlike
(R)-(+)-HA-966, the sedative dose and the dose effective at
preventing stress-induced DA changes were similar. In this report, a
significant decrease in spontaneous locomotor activity was noted with
(S)-(
)-HA-966 at 5 mg/kg but not 3 mg/kg. In contrast, the
positive enantiomer of HA-966 at 100 mg/kg did not disrupt locomotor
activity in mice (Bristow et al., 1993
; Hutson et
al., 1991
). These data indicate that the effective anxiolytic dose of (R)-(+)-HA-966 (15 mg/kg) is much lower than the sedating
dose, whereas with regard to (S)-(
)-HA-966, the sedating
and anxiolytic doses are much more similar. In addition, the dose of
the (S)-(
) and (R)-(+) enantiomers required to
block the spontaneous firing of midbrain DA neurons was similar to the
sedative dose. In the case of (R)-(+), but not
(S)-(
), -HA-966, this effective dose was much greater than
the dose required to block stress-induced changes to DA metabolism
(Shepard et al., 1993
, 1995
). It is curious that both
enantiomers have similar, but distinct, actions on the mesocorticolimbic DA system and related behaviors through, most likely,
different neurotransmitter systems.
Possible involvement of GABAB and DA
neurons.
The mechanism of action of (S)-(
)-HA-966 is
not clear, although pharmacological evidence at hand suggests that the
GABAB receptor may be involved. The strongest
support for a GABAB-related mechanism for
(S)-(
)-HA-966 comes from studies using the
GABAB receptor antagonist CGP 35348. Shepard
et al. (1993)
noted that CGP 35348 could completely
antagonize the suppression of DA neuronal firing induced by
(S)-(
)-HA-966. The effects of racemic HA-966, baclofen and
-butyrolactone on DA synthesis could also be suppressed with CGP
35348 (Waldmeier, 1991
). Second, the actions of racemic HA-966, as well
as (S)-(
)-HA-966, have been associated with the sedative
HB. (S)-(
)-HA-966 and the
HB both suppress the
spontaneous firing rate of midbrain DA neurons (Nowycky and Roth, 1977
;
Roth et al., 1973
; Shepard and Lehmann, 1992
) and have been
shown to have sedative effects at higher doses (Singh et
al., 1990
; Tunnicliff, 1992
, a review). In addition,
(S)-(
)-HA-966,
HB and the GABAB agonist baclofen cause an initial increase in DA accumulation, which is
believed to be the result of the cessation of impulse flow in DA
neurons and the activation of DA synthesis (Nowycky and Roth, 1977
;
Waldmeier, 1990). However, in this report, we did not see any
significant displacement of [3H]-(
)-baclofen
by either enantiomer of HA-966, indicating that the actions of
(S)-(
)-HA-966 are apparently distinct from the baclofen-binding site on the GABAB receptor.
Taking in account the positive pharmacological studies using CGP 35348 and this current negative binding study, two possibilities for the
actions of (S)-(
)-HA-966 seem likely. First, a distinct
subtype of the GABA receptors has been observed with poor sensitivity
to phaclofen but high sensitivity to CGP-35348 (Bonanno and Raiteri,
1993
). (S)-(
)-HA-966 might bind to this GABA receptor
subtype and thus have GABAergic actions without displacing baclofen.
Second, because of the similarities in pharmacological action between
(S)-(
)-HA-966 and
HB, another possibility is that
(S)-(
)-HA-966 acts on the proposed
HB transmitter
system (Benavisea et al., 1982
; Doherty et al.,
1978
). Previous radioligand binding studies have indicated that
HB
may be acting through highly specific membrane binding sites that do
not have affinity for GABA or GABAergic agonists (Benavisea et
al., 1982
; Maitre et al., 1983
). The exact nature of
the
HB binding site is not clear, but it appears to be functionally linked to GABAB activity (Broxterman et
al., 1981
; Engberg and Nissbrandt, 1993
; Waldmeier, 1991
). The
possibility that (S)-(
)-HA-966 acts at a
baclofen-insensitive site of the GABAB receptor
or at the
HB binding site warrants further investigation.
(S)-(
)-HA-966 altered components of locomotor
activation.
We used doses of (S)-(
)-HA-966 well below
those previously reported to cause sedation (Singh et al.,
1990
). Nevertheless, unlike lower doses, 5 mg/kg
(S)-(
)-HA-966 disrupted base-line and cocaine-stimulated
locomotion. An apparent tolerance developed to this effect by the third
exposure. In addition, on the first day of cocaine exposure,
(S)-(
)-HA-966 blunted the cocaine-induced locomotor
activity at the higher dose tested. Neither effect was noted with the
lower dose of (S)-(
)-HA-966.
Repeated exposure to cocaine has been demonstrated to cause an enhanced
sensitivity to the locomotor effects of a subsequent challenge dose of
cocaine, an effect termed behavioral sensitization (Downs and Eddy,
1932
; Post and Contel, 1983
). Although this observation is thought to
involve enhanced dopaminergic transmission, a precise mechanism has not
been established (see Wise and Leeb, 1993
, for review). Drugs acting at
the GABAB receptor, as well as other neurotransmitter systems, have been noted to prevent behavioral sensitization (Kalivas et al., 1988
; Kalivas and Stewart,
1991
). However, these studies used local application of baclofen into the VTA, which blocked the motoric effects of acute cocaine, in addition to locomotor sensitization (Kalivas et al., 1988
;
Kalivas and Stewart, 1991
). This current study demonstrates that 3 mg/kg (S)-(
)-HA-966, unlike baclofen in previous studies,
prevents behavioral sensitization to cocaine without disrupting the
acute motoric effects of cocaine.
Role of (S)-(
)-HA-966 in behavioral and biochemical
stress activation.
Interestingly, the doses of
(S)-(
)-HA-966 that blocked psychomotor stimulant-induced
behavioral sensitization also affected stress-induced increases in DA
metabolism. Several other compounds have been demonstrated to have both
actions, including (R)-(+)-HA-966 (Morrow et al.,
1993
, 1995a
, 1995b
) and MK-801 (Karler et al., 1990
; Morrow
et al., 1993
; Wolf and Jeziorski, 1993
). The highest dose
tested, 5 mg/kg, of (S)-(
)-HA-966 prevented behavioral and biochemical indices of stress activation. Lower doses of
(S)-(
)-HA-966 blunted the stress activation of DA.
However, the highest dose of (S)-(
)-HA-966 was not able to
block the stress-induced increase in 5-HT metabolism in the conditioned
fear paradigm. The (R)-(+) enantiomer also failed to alter
stress-induced changes in 5-HT metabolism (Goldstein et al.,
1994
). The significance of the resistance of the stress response of
5-HT neurons to drug demonstrated to have aniolytic-like activity is
not clear.
Fear conditioning activated DA metabolism in both the core and shell
subdivisions of the NAS, in contrast with several published studies
that noted a selective activation in dopaminergic activity after foot
shock in the NAS shell only (Deutch and Cameron, 1992
; Kalivas and
Duffy, 1995
). These previous studies using a similar intensity stressor
but differ from this current study by (1) duration of stressor and (2)
type of stressor. First, we used a longer duration stressor than
previous studies. It is quite possible that the activation of the
subdivisions of the NAS may simply be temporally distinct, so the NAS
shell activates earlier than the NAS core. A similar situation was
observed im comparing the restraint stress-induced DA metabolism in the
whole NAS and the mPFC: the onset of activation of the mesocortical DA
system was more rapid than the mesolimbic, 10 vs. 20 min,
respectively (Roth et al., 1988
). By extending the duration
of stress in this study, we observe an activation of both the core and
shell of the NAS. Neuroanatomic studies have associated the NAS shell
and core with the limbic system and striatum, respectively (Cools
et al., 1993
; Deutch and Cameron, 1992
; Heimer et
al., 1991
; Zahm, 1991
; Zahm and Heimer, 1990
). This report notes
that the activation of the DA projections to both the NAS core and
shell can be achieved without a relatively intense stressor and without
any activation of the striatum, indicating that the dopaminergic
neurons projecting to the NAS core activate differently than the
nigrostriatal DA neurons and more similar to those DA neurons
projecting to the NAS shell. Second, the type of stressor
(i.e., psychological vs. physical) may be
important in determining the response of the core and shell subunits of
the NAS. It is possible that the use of foot shock stress immediately
before killing the rat activates neuronal pain pathways that may
suppress the activation of the NAS core. This is avoided with the use
of conditioned fear because no painful foot shock is given on the test
day.
Conclusion.
We report anxiolytic-like actions of the
(S)-(
) enantiomer of HA-966. These actions are similar to
those observed with the (R)-(+) enantiomer, a weak partial
agonist for the glycine/NMDA receptor complex, yet have several clear
points of distinction that seem to indicate a distinct mechanism of
action. Although the mechanism of action of (S)-(
)-HA-966
is not clear, it is likely that it acts through the GABAergic neurons,
possibly at a
HB binding site or a baclofen-insensitive site of the
GABAB receptor. This compound may represent a
novel class of potential anxiolytic agents with
HB-like actions.
Accepted for publication July 15, 1997.
Received for publication March 7, 1997.